Regulatory and Transactions


Brian Jones

Trenton Hahn

At Bose McKinney & Evans, we advise insurance companies, reinsurance companies and other non-insurance company clients on a wide range of insurance regulatory matters. For example, we regularly work with our clients on approvals and filings concerning product and rate development, defending examinations and enforcement actions, and in other administrative rule-making and adjudicatory proceedings involving all lines of insurance. We also attend, monitor and advise clients on emerging developments at the National Association of Insurance Commissioners (NAIC) and the National Conference of Insurance Legislators (NCOIL).

In addition, our team has extensive experience advising clients with many complicated transactional issues involving, for example:

  • Holding companies
  • Reinsurance
  • Mergers and acquisitions
  • Insolvency and reorganization
  • Formation and conversion
  • Securities and other capital transactions, including initial public offerings
  • Secondary market activities
  • Annuities and related products
  • Market conduct exams and preventative audits
  • Copyrights and trademarks
  • Taxes

Attorneys & Professionals